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Expect GreatnessToo many businesses fail because they try to do things that they don't do well. Or, they take on tremendous overhead to have full-time the expertise they need, when they really only need it part-time. Corporate growth is what we do, period. Public Company Management Corporation is a team of professionals working together to facilitate your growth by providing the services you need, exactly when you need them. No more, no less. Leadership Executive Management Team Stephen Brock CEO, President & Director - Mr. Brock is Founder, President & CEO of Public Company Management Corporation. As an entrepreneur, Brock has formed three companies devoted to the small business issuers and is considered a business pioneer in advising and consulting private companies on alternative IPO solutions and going public through self distribution of securities. Trae O'Neil High – Chief Legal Officer and Chief Financial Officer - Trae O'Neil High, Chief Legal Officer of PCMC, focuses on managing the corporate legal function. His work primarily involves consultation regarding federal and state securities laws and international and state tax matters and maintaining compliance with various corporate regulations including corporate governance and the Sarbanes Oxley Act of 2002. Since 2003, Trae has represented clients in the field of corporate securities and taxation. In addition to serving PCMC, he also serves as outside securities counsel for publicly traded and private small businesses. Appendix A – Extended Management Team / Partners Much of PCMC's operations require a significant level of subject matter expertise, in addition to exceptional project management skills and a strong commitment to client success. A core aspect of PCMC's business model is the practice of outsourcing these services on an ongoing basis to a team of professionals, mostly independent professionals or principals in their firm, who share the entrepreneurial drive of PCMC and its clients. Dennis Hensling Senior Vice President - Mr. Hensling brings to the company extensive experience in financing and marketing. As vice president of United American Mortgage Corporation, a full service mortgage brokerage funding loans throughout the United States, he has distinguished himself as one of the top loan originators in the country. With his innovative marketing plans and technology skills, Hensling has helped build United American Mortgage into one of the industry leaders in a highly competitive marketplace. Hensling has also worked in marketing and advertising for industry, and founded and operated Sea Wind Marketing Group, a leading direct marketing agency that operated in five states. He serves on the boards of the Professional Networking Group, the National Transplant Assistance Fund and the California Association of Mortgage Brokers. Bob Beers, CPA – Vice President, Business Development / Audit Coordinator - Mr. Beers is a consultant to PCMC as VP of business development and a consultant for other companies. He is also a multi-faceted businessman, a CPA since 1989, and a 15-year small business owner. Most recently, Beers was Vice President of Sales for Nevada’s premier human resources outsourcing firm, Payroll Solutions. He is proud to have helped drive the business expansion that landed Payroll Solutions on Entrepreneur magazine’s Hot 500 list of companies posting the fastest growth over the previous four years. As a Nevada state senator, Senator Beers served as vice-chairman of the Finance Committee and Government Affairs Committee, and a member of the Legislative Affairs Committee. He has been an active volunteer, serving as president-elect of the Las Vegas Chamber of Commerce Business Council at the time of election to the legislature. Mark Daigle, Co-Chair & CEO of Colonial Bank N.A.'s Nevada Region has more than 20 years of banking experience, including nearly 10 years with Colonial Bank. After graduating cum laude from Millsaps College in 1987 with a Bachelors degree in Business Administration and a minor in Economics, Daigle joined the management training program at SunTrust Bank in Orlando, Florida. While at SunTrust, Daigle served in various positions, eventually rising to serve as a Senior Vice President and Corporate/Commercial Lending Manager in the Mid-Florida market. He joined Colonial Bank in early 1997 and was promoted to his current role in 2000, relocating to the bank's Las Vegas headquarters for the Nevada Region. Daigle is a past member of the Chamber Business Council, a graduate of the Las Vegas Chamber of Commerce Leadership Class of 2003, treasurer of Shelter Providers of Southern Nevada, a member of the Las Vegas Rotary Club, past board chairman and treasurer for the First Christian Church of Las Vegas, sits on the advisory board for KNPR, and has served as a board member and legislative committee member for the Nevada Bankers Association. He is also active in the Nellis Support Team. Robert Uithoven, Advisory Board Member - As Governor Gibbons' campaign manager, Uithoven led day-to-day strategic planning, communications and fundraising efforts. Prior to the official beginning of the campaign, Uithoven chaired the Friends of Jim Gibbons exploratory committee from February to August of 2005. In that position, Uithoven helped secure financial and political support for a Gibbons statewide campaign. From 2002 to early 2005, Uithoven served as Jim Gibbons' congressional chief of staff. In that position, he was charged with managing Gibbons' staff and daily operations in each of his three Nevada-based district offices, as well as his staff in Washington, DC. He managed all of Gibbons' administrative, legislative and political affairs, and oversaw Gibbons' re-election efforts to Congress in both the 2002 and 2004 election cycles. Over 10 years of working for Gibbons, Uithoven served as communications director, district director, legislative director and deputy chief of staff. He spent about half of his tenure working in Gibbons' federal office on Capitol Hill in Washington, D.C., and the rest of the time based in Nevada. Paul J. Henry, Esq., Advisory Board MemberMr. Henry received his J.D. degree from George Washington University National Law Center and is admitted to practice in Massachusetts and Washington, D.C. Mr. Henry began his legal career at Manatt, Phelps, and Philips, in Washington, D.C., where he focused on administrative agency law, practicing before such agencies as The Environmental Protection Agency, The Food and Drug Administration, The Federal Deposit Insurance Corporation and The Federal Reserve among others. While at Manatt, Phelps, and Philips, Henry represented several political clients and developed key legal strategies to support Congressional actions and legislation against Constitutional challenges. Mr. Henry then served as General Counsel to a subcommittee of the United States Senate Environment and Public Works Committee, where he assisted in the development of environmental legislation, including attempts to reauthorize The Clean Water Act, The Clean Air Act, CERCLA, and other bills. Henry also has held several politically appointed posts in the federal government and has served as a senior staff member in the House of Representatives. Mr. Henry served as Regional Director for now Senate Majority Leader, U.S. Senator Harry Reid, and was elected to two terms as Chairman of the Nevada State Democratic Party. Mr. Henry is President/CEO of Henry & Associates, LLC, since 1997 and has provided legal assistance and guidance to a large number of diverse companies in connection with business development and strategic positioning issues. Most recently, he founded and served as Chairman and CEO of a biotechnology company specializing in innovative vaccine delivery technologies and was able to structure a key strategic alliance with a top 20 pharma company as well as to secure significant grant monies from the federal government. Henry subsequently sold that company to Bio Medical Research Models, Inc., a preclinical research company, and currently serves as the its Senior Vice President of Business Development. From that position Mr. Henry has structured and established a number of strategic relationships, developed strategies that have increased federal grant awards to the company, and contributed to the overall marketing and sales effort of the company. In addition to his law degree, Mr. Henry has a B.S. in Industrial Engineering and Operations Research from the University of Massachusetts, Amherst. Tim Carlson, Economic Development Advisor to NEDAB With more than 30 years government and business development experience, Tim Carlson has gained national recognition for his ability to bring diverse groups together. His outside-the-box business mentality has resulted in the development of many public/private partnerships and business-to-business joint ventures. In addition, his work in the field of energy development has earned him recognition as a leader in renewable energy technologies as well as a creator of the regulations that opened the door for renewables in Nevada. Dr. Keith Schwer, NEDAB Research & Development Advisor is director of The Center for Business and Economic Research and a member of the UNLV Economics Department faculty. Specializing in economic impact analysis, econometric modeling, feasibility analysis, and survey research, Dr. Schwer is recognized as an authority on the business and economic environment of Las Vegas, the state of Nevada, and the region. He manages the annual Las Vegas Perspective survey, serves on numerous state and local advisory boards, and acts as a resource person for televison, radio, and print media. Charles Bennett, a 25-year veteran of the securities markets and capital formation industries and former corporate finance director of the NASD, now FINRA, will discuss corporate finance, detailing how initial public offerings work and the role of FINRA. William Bradford "Brad" Smith II. Smith has over 20 years experience as a capital market practitioner and financial service company officer, director or adviser. He previously served on a NASDAQ Advisory Committee, founded the Small Corporate Offering Registration Task Force and was an advisor to the Texas Delegation to the 1995 White House Conference on Small Business. Smith regularly attends and makes recommendations to the annual SEC Government Business Forum on Small Business Capital Formation and actively advocates developing a better securities regulatory regime for entry level, development stage issuers. Stephen A. Boyko is President of Global Market Thoughtware, Inc., an international consulting company specializing in global markets and governance regimes. Drawing upon his thirty years of business, investment, and financial experience, he founded the Entrepreneurial Exchange to create value for small-to-medium enterprises (SMEs) through proportionate governance and scalable sponsorship. Upon receiving his MBA, Mr. Boyko helped formulate securities regulatory policy for the National Association of Securities Dealers, Inc. ("NASD") and thereafter spent a successful career in the securities industry as a registered managing principal (Series 24) and a financial and operational principal (Series 27). As an international consultant, he provided a practitioner's perspective for the privatization of the former Soviet Union in the areas of corporate governance and development of the Ukrainian Capital Market. He has taught finance and entrepreneurship at the American University's MBA program and serves on the Advisory Boards of Yorktown University and Banneker Asset Management. Steven Chaussy, C.P.A. is a results-oriented professional with more than 25 years of progressive experience. He has a special emphasis in SEC reporting and compliance with developing and small publicly traded entities. Mr. Chaussy also has experience in structuring and sourcing corporate financing needs. He is effective in public, investor, regulatory and creditor interface, and is an accomplished leader with mult-location financial management. Mr. Chaussy is known as a team builder with expertise in high-paced, mult-task environments. Peter J. Chepucavage Peter served three plus years as Attorney Fellow for the Securities and Exchange Commission in Washington D.C., where he worked primarily in the business continuity and Reg SHO areas. He was involved in the drafting of Reg SHO and the married puts release. Peter was also involved in numerous Reg M enforcement cases and securities futures. Gary N. Clark, Ph.D., CFA has over 15 years of porfolio management and securities research experience at Clark Asset Management + Associates, Inc. and has held numberous teaching positions during that time. Prior to Clark Asset Management, Gary served in various capacities for numerous securities firms and as an independent contract analyst. William Bradford "Brad" Smith II William Bradford "Brad" Smith II has served as an adviser to Stephen Brock since 2002 and chairs Public Company Management Corporation's Advisory Board. Legal and Accounting Kingery and Crouse, P.A. is a full service accounting firm that is in the business of adding value to its clients through audit, tax and accounting services. They serve companies in a wide range of industries, both public and private, and our clients generally have revenues between $5 and $150 million. In addition to auditing public companies, they also have assisted numerous companies in registering their common shares and/or complying with SEC rules and reporting. Rick Marshall is a partner in the Investment Management and Securities Litigation groups of Ropes & Gray. Since entering private practice, Rick has conducted compliance reviews and provided compliance counseling for investment companies, investment advisers, hedge funds, and broker-dealers; represented individuals and regulated entities in inspections, investigations, and litigation against the Securities and Exchange Commission, self-regulatory organizations, state securities regulators, and U.S. Attorney's offices; created hedge funds; provided advice on the creation of new products for investment companies, investment advisers, hedge funds, and broker-dealers; and counseled investment companies, investment advisers, hedge funds, and broker-dealers on regulatory matters. Michael T. Williams has developed a boutique corporate and securities practice, focused almost exclusively on taking public companies that do not qualify for traditional IPO transactions. He formed Williams Law Group in 1995 after leaving a management and in house counsel position with a large private healthcare firm. He is currently assisting or has assisted approximately 30 companies, including several PCMC clients, to go public through the filing of registration statements on Form SB 2, as well as filings on Form 10 SB. His firm has also been involved in numerous reverse listing transactions. From 1975 to 1980 William was employed by the U.S. Securities and Exchange Commission, conducting investigations and securing injunctions for violations of federal securities laws. A graduate of the University of Pennsylvania Law School, Mr. Williams resides in Tampa, Florida. Lawrence E. Wilson graduated from the University of Houston Law Center in 1977. He was a member of the Order of the Barons, the Legal Honorary Society, at the University of Houston. He has held a number of positions with the legal departments of public companies, most recently as the Vice President, Secretary and General Counsel of Stewart & Stevenson Services, Inc. His practice areas include general corporate, securities regulation, acquisitions and other transactional matters. Mr. Wilson joined FCJ as a Principal in 2001 and is based in the firm’s Houston office. Mr. Wilson focuses on 40 Act compliance issues for PCMC, as well as filings and compliance matters for its clients. Kipley J. Lytel, CFA is a Senior Partner with money management firm Montecito Capital Management ("MCM"), and has overseen analyst activities for several equity research firms. In addition, Mr. Lytel has a consulting background, advising and covering public companies. He continues to serve as a partner with MCM while consulting with PCMC. Communications, Marketing and Technology Scott Allen is a 20 year veteran technology entrepreneur, executive and consultant, and the Entrepreneurs Guide for About.com, a subsidiary of the New York Times and one of the top ten websites in the world with over 40 million readers. He is also coauthor of The Virtual Handshake: Opening Doors and Closing Deals Online and a leading expert in social media, social networking and viral marketing. He provides strategic marketing and communications consulting to PCMC and some of its clients. Terence Channon is a Principal with Ziesley, Inc., which provides business services, equities research and consulting, and investment management services to investment houses and investment funds, primarily in the technology, media, and Internet related fields. Mr. Channon provides marketing, business development and investor relations services to PCMC. Ginger Derrickson is a Certified Professional Virtual Assistant and owner of Assisting You Virtually, Inc., which provides administrative solutions for entrepreneurs and small businesses. Ms. Derrickson provides project management and other administrative services to ensure timely completion of milestones on client projects. She also administers and trains clients in the use of our Always On Management™ program. Global Media Fund is a full service marketing firm that provides media and financial market exposure in exchange for stock, not cash. GMF allows cash starved emerging growth companies to compete via national media campaigns utilizing the same creative, development, and distribution staff that works on Fortune 1000 clients’ accounts to work on equity accounts. Nancy Jackson, a professional writer since 1997, founded The WriteShop in 2001. With experience as a staff writer, editor, and freelance writer, Nancy uses words to successfully market products and services, explain processes or procedures, tell captivating stories, or inform clients and communities of important news. Ms. Jackson provides a variety of writing services for PCMC, including press releases, white papers, articles and email marketing messages. MarketWire provides press release distribution to major media and creates tailored information delivery services for public relations agencies and in house PR departments. Victor Ruybalid is Vice President of Liberty Realty, Inc., and Manager of Liberty's Las Vegas West office. Liberty is the largest real estate company in Nevada and in the top 25 in the U.S. with over 2,200 agents. A 17 year veteran of the real estate industry, Ruybalid holds the Risk Reduction Graduate designation and serves on the Grievance Committee of the Greater Las Vegas Association of Realtors. Mr. Ruybalid performs outreach, marketing and business development for PCMC in the state of Nevada. Dan Scheff is owner of Backstage Development, a custom website design firm. Mr. Scheff manages PCMC's website design, Google AdWords campaigns and email marketing system. Mark Steinborn is a professional copywriter and journalist and owner of Scriptos Copywriting. He has taught English and Business English in Milan, Italy, and is currently an Adjunct Professor at Macomb Community College. Mr. Steinborn holds a BA in English Literature from Notre Dame and an MBA from American Graduate School for International Management. Mr. Steinborn provides a variety of writing services for PCMC, including press releases, white papers, articles and email marketing messages. Industry Partners Blue Sky MLS was the first company to provide the financial industry with outsourcing services for blue sky administration, and they are the largest provider of these services. Encompassing all blue sky related activities; they customize their services to meet PCMS clients’ needs. They have created the ultimate in blue sky automation. All forms, filings and information required for state and federal blue sky administration are processed through their Internet based Multiple Licensing System, which began development over 15 years ago. Continual and subsequent enhancements to this system contain the evolving changes in regulatory issues, clients' needs and the experience of all the staff at Blue Sky MLS, Inc. Equity Technology Group is a full service SEC reporting firm with all capabilities in house. ETG prepares SEC filings for PCMC and its clients for submission to EDGAR. International Association of Small Broker Dealers and Advisors (IASBDA) is a Washington based advocacy group for small broker dealers and advisers (including lawyers and hedge funds) with a capital market knowledge exchange platform. Investrend Communications has been the leading independent equity research publishing and distribution program since 1996, with over 70 qualified professional analysts posting more than 700 reports to date. Analysts are paid in advance for their initial reports by Investrend Research to limit or eliminate pecuniary interests, and no one associated with the program may own or trade in the equities of companies under coverage. Investrend provides institutional research coverage of PCMC and its clients. National Regulatory Services provides efficient, technologically up to date, cost effective and business focused products and services to the financial services industry, including broker dealers, hedge funds, registered investment advisors and investment companies. PCMC and its clients use NRS for RIA and other filings. Spelman Research Associates, Ltd. has assembled a team of experienced securities analysts in order to offer expert, un biased fundamental research on under followed growth public companies. Spelman Research reports and recommendations are used by both institutional and individual investors to obtain accurate, independently compiled securities data. Westminster Securities Corporation is a full service brokerage firm providing comprehensive financial services for a large number of individual and institutional clients. Westminster acts as a market maker for PCMC clients when they begin trading on the OTCBB. |
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