Dealer Requirements: Must be registered with the State of Florida. Applicants must pay a $200 fee for the company, $40 for the individual plus a $39 fee for fingerprint analysis.

Filing Fees: A $1,000 flat fee for all security registrants.

Official Recognition: No, Florida will only recognize SB-1 filing with the SEC

Forms: A U-7 or 1A Form is recognized by Florida as registration by qualification.

Date Last Modified:08/28/97

Regulatory Contact:

Contact:
Florida Department of Financial Services

Address:
200 East Gaines Street
Tallahassee, FL 32399-0300

Phone:
(850) 410-9805

Fax:
(904) 681-2428

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