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Small Cap Registration

Idaho

Agency:
Department of Finance
700 W. State Street, 2nd Floor
P.O. Box 83720
Boise, ID 83720-0031
(208) 332-8000 Phone
(208) 332-8099 Fax
http://www.state.id.us (website)

Dealer Requirements: Dealers must register with the state using a U-4 Form. Dealers must also pass the Series 63 examination (waiver granted up to two officers of issuer). Examination mandatory for officers wishing to become agents. There is a $100 dealer registration fee.

Filing Fees: $300 for initial SCOR Offering

Official Recognition: Yes

Forms: U-1, U-2, U-2A and U-7 Forms needed to complete a SCOR registration.

Date Last Modified:1/27/97

Regulatory Contact:

Contact:
Department of Finance

Address:
700 W. State Street, 2nd Floor
P.O. Box 83720
Boise ID 83720-0031

Phone:
(208) 332-8000

Fax:
(208) 332-8099

Web Site:
http://www.state.id.us

>Back to Small Cap Registration Guide


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