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Small Cap Registration

Illinois

Broker/Dealer Requirements: Dealers are required to register with the State of Illinois. The Secretary of State shall determine the registration fee for dealers.

Filing Fees: The Secretary of State shall determine the filing fee for each registration.

Official Recognition: Yes

Forms: Form U-1, U-2, U-2A and U-7 are needed for SCOR registration.

Date Last Modified: 2/11/97

Regulatory Contact:

Contact:
Securities Department

Address:
Lincoln Tower, Suite 200 / 520 South Second Street
Springfield IL 62701

Phone:
217/782-2256

>Back to Small Cap Registration Guide


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