Agency:
Securities Division
300 North Salisbury Street, Suite 302
Raleigh, NC 27603-5909
(919) 733-3924 Phone
(919) 733-5172 Fax
http://www.state.nc.us/secstate (website)

Dealer Requirements: Does not require an issuer/agent registration. Officers and Directors of the issuing company can sell stock but only under certain conditions.

Filing Fees: The filing fee shall be decided by the administrator in all cases.

Official Recognition: Yes

Forms: Forms U-1, U-2, U-2, U-2A and U-7 needed to complete the SCOR registration.

Regulatory Contact:

Contact:
Securities Division

Address:
300 North Salisbury Street, Suite 302
Raleigh NC 27603-5909

Phone:
(919) 733-3924

Fax:
(919) 733-5172

Web Site:
http://www.state.nc.us/secstate

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