Dealer Requirements: Dealers are required to be registered and must pay a $200 registration fee with the state.

Filing Fees: A fee of 1/5 of 1% of the offerings value of the issue provided said fee shall not be more than $1050.

Official Recognition: Yes

Forms: Forms U-1, U-2, U-2A and U-7 needed to complete SCOR registration.

Instructions: The Securities Commissioner advises that all prospective SCOR applicants contact the Bureau of Securities Regulation to set up a meeting to facilitate the registration process.

Regulatory Contact:

Contact:
Bureau of Securities Regulation

Address:
State House, Room 204 / 107 North Main St.
Concord NH 03301-4989

Phone:
(603) 271-1463

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