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Small Cap Registration

Pennsylvania

Dealer Requirements: For specific guidelines, contact: Paul M. Schwartz, Chief of Licensing Division of Licensing & Compliance, Pennsylvania Securities Commission
Phone: 717.787.5675

Registration Fees for Securities: $350 + 1/20 of 1% of the maximum aggregate offering price at which the securities are to be offered in the state, during the effective period of the registration up to a maximum filing fee of $2,150.

Regulatory Contact:

Contact:
Counsel Division of Corporation Finance

Address:
Pennsylvania Securities Commission Eastgate Office /Building, 2nd Floor
1010 North 7th Street
Harrisburg PA 17102-1410

Phone:
717.787.8059

Email:
pscwebmaster@state.pa.us

Web Site:
http://www.state.pa.us/PA_Exec/Securities/index.htm

>Back to Small Cap Registration Guide


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