Alabama Securities Commission
770 Washington Street, Suite 570 Montgomery
Alabama 36130-4700
FedEx Zip: 36104
1-800-222-1253 or (334) 242-2984
(334) 242-0240 or (334) 353-4690 (facsimile)
asc@asc.state.al.us (e-mail)

Joseph P. Borg, Esq.
Director

Susan B. Anderson, Esq.
General Counsel

James G. Pugh
Senior Special Agent/Enforcement Division-Administration

Carl Sallé
Senior Special Agent/Enforcement Division-Investigations

Edwin Reed
Registration Manager 334/242-2376

David Gilmore
Information Technology Manager

Renee Strickland
Accounting/Personnel

Lisa Tolar
Securities Analyst (B/D's, CER, LOE, Church)
334/242-2379

Rena Davis
Securities Analyst (Gen. Sec. Reg. CER, I/A's)
334/242-2380

Hal Walker
Securities Analyst (I/A's & IAR's)
334/242-2372

Larry Newcombe
Securities Analyst (B/D's & B/D Agents)
334/242-2375

Chris Rhodes
Executive Assistant (Director)

Patrisa Elmore
Executive Secretary (Enforcement)

Economic Development

Ed Gardner
Director of ADECA
P.O. Box 5690
Montgomery, AL 36103-5690
334/242.8672

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