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State Reference Guide

Kentucky
State Securities and Economic Development Information

Department of Financial Institutions
1025 Capital Center Drive, Suite 200
Frankfort, Kentucky 40601
502/573-3390 or 1-800/223-2579
502/573-8787 (facsimile)
http://www.dfi.state.ky.us (website)

Art L. Freeman
Commissioner

Marion H. Lewis
Director, Division Securities

W. Lewis Kelly
Corporations Finance Analyst

Linda Sparks
Licensing

Teresa V. Fisher
Investigator

Carmen Bishop
Examiner

Economic Development

John Y. Brown III
Secretary of State
700 Capitol Avenue
Suite 152, State Capitol
Frankfort, KY 40601
(502) 564-3490
(502) 564-5687 (fax)
Lsummers@mail.sos.state.ky.us (e-mail)
http://www.sos.state.ky.us/Busfildiv.htm (website)

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