Department of Consumer & Business Services
Division of Finance & Corporate Securities
350 Winter Street NE, Room 410
Salem, Oregon 97310
503/378-4387
503/378-4178 (facsimile)
http://www.cbs.state.or.us/external/dfcs (website)

Mike Greenfield
Department Director
503/378-4100

Richard M. "Dick" Nockleby
Administrator
503/947-7497
richard.m.nockelby@state.or.us (e-mail)

James G. Harlan
Deputy Administrator
503/947-7478
james.g.harlan@state.or.us (e-mail)

Enforcement

David C. Tatman
Chief of Enforcement
503/947-7475
david.c.tatman@state.or.us (e-mail)

Kyle Martin
Compliance Officer
503/947-7482
kyle.j.martin@state.or.us (e-mail)

Caroline Smith
Compliance Officer
503/947-7994
caroline.l.smith@state.or.us (e-mail)

Lisa Nuss
Compliance Officer
503/947-7854
lisa.d.nuss@state.or.us (e-mail)

Patricia Locnikar
Compliance Officer
503/947-7486
patricia.a.locnikar@state.or.us (e-mail)

Vasilios "Bill" Karalekas
Securities Investigator
503/947-7853
vasilios.t.karalekas@state.or.us (e-mail)

Susan Schoaps
Securities Investigator
503/947-7482
susan.schoaps@state.or.us (e-mail)

David Bernatz
Investor Protection Coordinator
503/947-7856
david.j.bernatz@state.or.us (e-mail)

John M. "Jack" Kailey
Securities Analyst
503/947-7485
john.m.kailey@state.or.us (e-mail)

Dale Laswell
Securities Analyst
503/947-7484
dale.w.laswell@state.or.us (e-mail)

Registration and Licensing

James G. Harlan
Chief of Registration
503/947-7478
james.g.harlan@state.or.us (e-mail)

Alan Curtiss
Securities Analyst
503/947-7477
alan.c.curtiss@state.or.us (e-mail)

Sandy White-Gallardo
Securities Examiner
503/947-7476
sandy.white.gallardo@state.or.us (e-mail)

Frank Day
Securities Investigator
503/947-7474
frank.e.day@state.or.us (e-mail)

Economic Development

William C. Scott
Director
775 Summer St. Northeast
Salem, OR 97310
503.986.0110
503.986.0256
oedd.info@state.or.us (e-mail)
http://www.econ.state.or.us (website)

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