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State Reference Guide

Washington
State Securities and Economic Development Information

Department of Financial Institutions
Securities Division
General Administration Building
210 11th Street
3rd Floor West, Room 300
Olympia, Washington 98504-1200
Mailing address: P.O. Box 9033
Olympia, Washington 98507-9033
360/902-8760
360/586-5068 (facsimile)
http://www.wa.gov/dfi/securities (website)

Deborah R. Bortner
Director of Securities
360/902-8797
360/704-6997 (facsimile)
dbortner@dfi.wa.gov (e-mail)

Chris Turcotte
Administrative Assistant
360/902-8798
360/704-6998 (facsimile)
cturcotte@dfi.wa.gov ( e-mail)

Kathy Champoux
Investor Education Coordinator
360/902-8731
360/704-6931 (facsimile)
kchampoux@dfi.wa.gov (e-mail)

Audit & Enforcement

Michael Stevenson
Audit & Enforcement Chief
360/902-8772
360/704-6972 (facsimile)
mstevenson@dfi.wa.gov (e-mail)

Martin Cordell
Senior Enforcement Attorney
360/902-8732
360/704-6932 (facsimile)
mcordell@dfi.wa.gov ( e-mail)

Jan So
Senior Enforcement Attorney
360/902-8771
360/704-6971 (facsimile)
jso@dfi.wa.gov (e-mail)

Suzanne Sarason
Audit Supervisor & Senior Enforcement Attorney
360/902-8767
360/704-6967 (facsimile)
ssarason@dfi.wa.gov (e-mail)

Registration & Licensing

Greg Toms
Registration & Licensing Chief
360/902-8776
360/704-6976 (facsimile)
gtoms@dfi.wa.gov (e-mail)

Bill Beatty
Senior Registration Attorney, Small Business Registrations and Exemptions
360/902-8723
360/704-6923 (facsimile)
bbeatty@dfi.wa.gov (e-mail)

Emilio Casillas
Senior Registration Analyst, Franchise Registrations and Exemptions
360/902-8785
360/704-6985 (facsimile)
ecasillas@dfi.wa.gov (e-mail)

Kent Fie
Senior Registration Analyst, CER and Coordinated Offerings
360/902-8736
360/704-6936 (facsimile)
kfie@dfi.wa.gov (e-mail)

Nelda Shannon
Senior Licensing Attorney, Broker-Dealer/Investment Adviser Licensing
360/902-8768
360/704-6968 (facsimile)
nshannon@dfi.wa.gov (e-mail)

Vicky Sheldon
Licensing Attorney, CRD Salesperson Licensing
360/902-8775
360/704-6975 (facsimile)
vsheldon@dfi.wa.gov (e-mail)

Economic Development

Martha Choe
Director
Raad Building
128 10th Avenue SW
PO Box 42525
Olympia WA 98504-2525
360.725.4000
360.586.8440 (fax)
http://www.cted.wa.gov/ (website)

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